Forensic and Investigation Services

Regulatory Compliance Review

We work in partnership with our overseas colleagues and clients to undertake compliance reviews on US Foreign Corrupt Practices Act (US FCPA), UK Bribery Act or other anti-bribery regulatory covering the following:

• Performing compliance due diligence procedures on a target company to understand the risk areas, evaluate existing compliance policies, procedures and controls, and perform analysis of high risk areas
• Assisting with the identification/design, documentation and, where appropriate, implementation of a set of controls to support the central compliance initiatives in the key areas, including anti-bribery, revenue, expense, payroll, IT, transfer pricing and any country specific areas
• Preparing reports on findings
• Facilitating the meeting to ensure the smooth transition of the implementation of control remediation
• Liaising with clients’ top management and providing weekly status updates/feedback